Offshore Compliance 101

Offshore Compliance 101 is aimed at financial institutions and others conducting cross-border transactions which are required to comply with laws that are becoming increasingly harsh on transgressors.

The Offshore Compliance 101 track is chaired by leading Offshore Compliance Specialist Nancy J. Saur, CAMS, FICA, who founded the Cayman Islands Compliance Association. A practitioner for over 27 years in the international financial community, Nancy is a Certified Anti-Money Laundering Specialist and holds an International Diploma in Compliance. She is a member of the Advisory Boards of the International Compliance Association and the Association of Certified Anti-Money Laundering Specialists.

Offshore Compliance 101 comprises the following sessions:

How to Build a Risk Assessment Tool - Bring Your PC!
Preparing for the Worst: How to Implement an Effective Disaster Recovery Plan.
Managing Projects: Risk Management from Proposal Request Through Post Implementation.
Merchants & Cards: How to Manage Risks Associated with Pre-Paid Cards, Credit Cards & Debit Cards.
How to Reduce False Positives When Screening Clients Against Data.
Your KYC was Fine but Your Client Isn't. What Do You Do Now? How to Deal With Problem Clients While Minimizing Liability.
How to Mainain a Mutually Satisfactory Correspondent Banking Relationship.